Dongguan Securities Co., Ltd. Jiangxi Branch

Dongguan Securities was established in June 1988 with a registered capital of 1.5 billion yuan. It is a state-controlled nationwide comprehensive securities company and one of the first batch of underwriting and sponsorship institutions in China. The company's business scope covers brokerage, investment consulting, financial advisory, underwriting and sponsorship, proprietary securities trading, asset management, fund distribution, futures IB, direct investment, margin trading and securities lending, market making, stock option brokerage, and other fields. Its business outlets are spread across the Pearl River Delta, Yangtze River Delta, and Bohai Economic Rim, and the pattern of "based in Dongguan, facing South China, and moving toward the whole country" has basically taken shape. The company wholly owns Dongzheng Jinxin Investment Management Co., Ltd. and holds a stake in Hualian Futures Co., Ltd. The company closely follows national policies and industry development trends, continuously enriches its business varieties, and vigorously optimizes its revenue source structure. At present, with brokerage, asset management, and investment banking as its three core businesses, the company is actively developing margin trading and securities lending, direct investment, bond financing, the New Third Board, and investment consulting, achieving a transformation from a securities firm with a single revenue source to one with diversified revenue sources. The Jiangxi Branch was established on January 17, 2020.