Industrial Securities Co., Ltd. Shenzhen Branch

Industrial Securities Co., Ltd. (601377 SH) is a nationwide innovative securities company approved by the China Securities Regulatory Commission. Its business scope includes securities brokerage; securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; proprietary securities trading; margin financing and securities lending; agency sales of securities investment funds; providing intermediary introduction services for futures companies; agency sales of financial products. Internet information services (excluding news, publishing, education, healthcare, pharmaceuticals and medical devices, and electronic bulletin board services); securities investment fund custody business. The predecessor of Industrial Securities can be traced back to the Securities Business Department of Industrial Bank established in 1991. In 1994, Fujian Industrial Securities Company was reorganized and established on the basis of the Securities Business Department. In 1999, in accordance with the national policy requirements of "separate operation and separate management" for the financial industry, it was restructured and capitalized, separated from Industrial Bank, and renamed Industrial Securities Co., Ltd. In October 2010, the company made an initial public offering and was listed on the Shanghai Stock Exchange (601377 SH). After 25 years of unremitting efforts, Industrial Securities has today developed into a medium-to-large securities company with 38 branches (including those in preparation), 147 business departments (including those in preparation), and 6 controlled financial subsidiaries, basically building a securities and financial holding group covering professional fields such as securities, funds, futures, direct investment, alternative investment, and cross-border business. Especially in recent years, Industrial Securities has seized market opportunities and achieved excellent operating results. Its comprehensive strength and main businesses have entered the top 15 in the industry, and some businesses and operating indicators have entered the top 10 in the industry. Its comprehensive competitiveness, risk resistance, industry position, and market influence have been further enhanced, and the company's development has leapt to a new period of rapid and sound growth. Industrial Securities attaches great importance to team building, continuously promotes team transformation, improves team structure through various means, and enhances team professional quality. The proportion of personnel with a bachelor's degree or above has reached 88%. The company earnestly fulfills its responsibilities as a corporate citizen to shareholders, employees, and society, allowing employees to enjoy the fruits of corporate development, stimulating employees' work enthusiasm, and actively supporting social public welfare undertakings. During the "12th Five-Year Plan" period, the total charitable donations of the company and its employees amounted to 33.5 million yuan. It was once rated as a Securities Industry Outstanding Contribution Award on the China Financial Enterprise Charity List. The company has established the Industrial Securities Charitable Foundation for the continuous development of social public welfare undertakings. Industrial Securities adheres to the 16-character Industrial Spirit of "hard work and entrepreneurship, diligent dedication, integrity and self-discipline, and vigorous governance," adheres to the strategic guiding ideology of "professionalization, standardization, and marketization," adheres to the operating principle of "steady standardization and long-term development," adheres to the internal operating requirement of "business must grow, management must lead," adheres to the core values of "enhance employee value, create customer value," and takes the lead in advocating industrial upgrading and implementing reform and transformation in the securities industry, achieving remarkable results. Under the new economic normal, the securities industry is becoming a sunrise industry with the greatest development prospects in the future. Facing new opportunities and challenges, Industrial Securities has further clarified its second five-year (2016-2020) strategic plan, striving to use 5 years to bring the company's comprehensive strength into the top 10 in the industry, and 10 years to achieve the company's comprehensive strength entering the top 5 in the industry, building Industrial Securities into a large modern investment bank with systemic importance in China.