CITIC Securities Co., Ltd. Hubei Branch

　　CITIC Securities Co., Ltd. (hereinafter referred to as "CITIC Securities" or "the Company") was founded in Beijing on October 25, 1995. On December 13, 2002, with the approval of the China Securities Regulatory Commission, CITIC Securities publicly issued 400 million ordinary A shares to the public, and on January 6, 2003, it was listed and traded on the Shanghai Stock Exchange under the stock abbreviation "CITIC Securities" and stock code "600030". On October 6, 2011, it was listed and traded on the Hong Kong Stock Exchange under stock code "6030".
　　The business scope of CITIC Securities includes: securities brokerage (excluding regions outside Shandong Province, Henan Province, Tiantai County of Zhejiang Province, and Cangnan County of Zhejiang Province); securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; proprietary securities trading; securities asset management; margin trading and securities lending; agency sales of securities investment funds; providing intermediary introduction services for futures companies; agency sales of financial products; market making for stock options.
　　In 2016, the Company achieved operating revenue of RMB 38 billion and net profit of RMB 10.4 billion, with a return on net assets of 7.36. Both revenue and net profit continued to rank first among domestic securities companies, and the Company's various businesses continued to maintain a leading market position. Centering on serving the real economy, the Company further improved its five major roles as a financing arranger, wealth manager, trading service and liquidity provider, important market investor, and risk manager, continuously reshaping and consolidating its core competitiveness.
　　In 2016, the Company's main businesses maintained a leading market position. The lead underwriting scale of equity financing was RMB 240.8 billion, with a market share of 11.76, ranking first in the industry*; the lead underwriting scale of bonds was RMB 379.7 billion, with a market share of 2.55, ranking second among peers; the completed transaction scale of domestic mergers and acquisitions (issuance of shares to purchase assets and major asset restructuring) was RMB 119.7 billion, with a market share of 14.15, ranking first in the industry*; the total agency trading volume of stocks and funds was RMB 14.92 trillion, with a market share of 5.72, ranking second in the industry; the scale of entrusted asset management was RMB 1.8 trillion, with a market share of 10.5, ranking first in the industry*; the market share of margin trading and securities lending balance was 6.67, ranking first in the industry*; the issuance of New Third Board stocks was RMB 14.1 billion, with a market share of 10.15, ranking first in the market*.
　　As of December 31, 2016, the shareholder holding more than 5% of CITIC Securities was China CITIC Co., Ltd. (with a shareholding ratio of 16.50%). Relying on its largest shareholder, the Company, together with CITIC Bank, CITIC Trust, CITIC Prudential Life Insurance and other companies, jointly formed the comprehensive operation model of CITIC Holdings, and together with CITIC International Financial Holdings provided customers with comprehensive domestic and overseas financial services.
　　CITIC Securities has six major controlling subsidiaries, including CITIC Securities (Shandong) Co., Ltd., CITIC Securities International Company Limited, CITIC Futures Co., Ltd., Goldstone Investment Co., Ltd., China Asset Management Co., Ltd., and CITIC Securities Investment Co., Ltd., and two major associate subsidiaries, including CITIC Private Equity Funds Management Co., Ltd. and Jiantou CITIC Asset Management Co., Ltd.