SouthWest Futures Co., Ltd.

SouthWest Futures Co., Ltd. is a futures company approved by the China Securities Regulatory Commission and registered with the Chongqing Administration for Industry and Commerce. The company was established in June 1995 and is a wholly-owned subsidiary of Southwest Securities. Its registered capital is RMB 500 million.
The company is headquartered in Chongqing and currently has 3 business offices and 83 securities IB business departments, and wholly owns a futures risk management subsidiary, with business covering the whole country.
The company is mainly engaged in commodity futures, financial futures brokerage, futures investment consulting, asset management and other businesses. It is a full member of the Shanghai Futures Exchange (Member No.: 141), the Dalian Commodity Exchange (Member No.: 0141) and the Zhengzhou Commodity Exchange (Member No.: 0071); a full member of the Shanghai International Energy Exchange (Member No.: 8141); a trading settlement member of the China Financial Futures Exchange (Member No.: 0311); a full member of the China Futures Association, a council member of the Chongqing Securities and Futures Association, and a member of the National Association of Financial Market Institutional Investors.
In recent years, the company has successively won many honors, including Advanced Unit for Financial Contribution of Chongqing, A-level securities and futures financial institution rating by the People's Bank of China and was commended in a circular by the Chongqing Operations Office of the People's Bank of China, the 2016 "Most Growth-oriented Member" of the Dalian Commodity Exchange, and the 2016 Excellent Futures Investment Research Team of the Dalian Commodity Exchange. It has achieved leapfrog development for many consecutive years.
The company's shareholder, Southwest Securities Co., Ltd. (600369.SH), has a registered capital of RMB 5.645 billion. It is the only comprehensive nationwide securities company registered in Chongqing and has obtained Class A rating from the CSRC for six consecutive years. The shareholder has been approved to establish 119 securities business departments in 27 provinces across the country, and has 17 investment banking business departments, 9 branches, 10 subsidiaries and affiliated enterprises. The shareholder's strong capital strength, full-license business chain, huge business network and rich customer resources have laid an important foundation for the rapid and steady development of SouthWest Futures.
In 2017, the company established a wholly-owned risk management subsidiary, Chongqing Dingfu Ruize Risk Management Co., Ltd., which is a full member of the China Futures Association with a registered capital of RMB 50 million. Dingfu Ruize Company has been filed with the China Futures Association and can carry out risk management services such as basis trading, cooperative hedging, warehouse receipt services, and over-the-counter derivatives pricing services. As the only futures risk management company in Chongqing, it takes serving real enterprises as its purpose, is based in Chongqing and radiates to Southwest China, and is committed to providing customers with comprehensive and professional price risk management and capital appreciation services.
The company adheres to the business philosophy of "upright operation, service-oriented, innovative development" and has developed into a securities-affiliated financial derivatives service institution with strong capital strength, leading infrastructure, complete business licenses, strict compliance and internal control, risk management and wealth management as its core businesses, and comprehensive industry competitiveness.