Huatai Securities Co., Ltd. Shanghai Branch

Under Huatai Securities, it has Southern Fund, Huatai-PineBridge Fund, Huatai United Securities, Huatai Great Wall Futures, Huatai Financial Holdings (Hong Kong) Co., Ltd., and Huatai Zijin Investment Co., Ltd. It is also the second largest shareholder of Jiangsu Bank, forming an international securities holding group integrating securities, funds, futures, direct investment, and overseas business. In July 2007, Huatai United Securities was rated as an A-class A-level securities firm by the China Securities Regulatory Commission in the first classification evaluation of securities firms, and in July 2008, it was rated as an A-class AA-level, becoming one of the ten securities firms in the country to receive this rating. "Customer service as the center, customer needs as the orientation, and customer satisfaction as the purpose" is the service philosophy that Huatai Securities adheres to. Huatai Securities has a complete professional securities service system based on securities brokerage services, asset management services, investment banking services, fixed income services, and direct investment services, as well as a strong service support system including research consulting, information technology, and risk management. In 2007, Huatai Securities, based on its core values of "efficiency, integrity, soundness, and innovation," clearly proposed the brand spirit of "being the most responsible wealth management expert," which has been widely recognized by the market and all sectors of society. Huatai Securities' market position and brand influence are continuously improving, and it is growing into a comprehensive financial service provider with core service advantages and strong market competitiveness.